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Philosophy is a game with objectives and no rules.
Mathematics is a game with rules and no objectives.
Theology is a game whose object is to bring rules into the subjective.

Thursday, February 5, 2009

Summary of Humor Theories

We discussed four different schools of humor theories, and noted how each reveals aspects common, if not necessary, to humor. Presenting these theories as rivals is misleading since, as we have seen, theorists in each classification focus on different problems and may draw upon the answers to different questions from another school. For instance, while focusing on why we find something funny, Spencer offers a functional explanation and relies on the answer incongruity theorists give to the question of what we find funny. Relief theories and Play theories tend to focus on the function humor serves in human life, though the functional question cannot be separated from characterizing amusement, or the humor response. Superiority theorists tend to focus on what feelings are necessary for there to be humor, or why we find some things funny. Incongruity theories have the most to say about the object of humor, though variants identify humor with the way we respond to a perceived incongruity. Though the functional, stimuli, and response questions are not neatly separated, the differing schools tend to assume that one question is more basic than the others.

(by: http://www.iep.utm.edu/h/humor.htm#H2)

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Theories of Humor: Play Theories

Describing play theories of humor as an independent school or approach might overstate their relative importance, although they do serve as a good representative of theories focused on the functional question. By looking at the contextual characteristic, play theories try to classify humor as a species of play. In this general categorization effort, the play theorists are not so much listing necessary conditions, as they are asking us to look at humor as an extension of animal play. They try to call our attention to the structural similarities between play contexts and humorous context, to suggest that what might be true of play, might be true of humor as well.

Play theorists often take an ethological approach to studying humor, tracing it back through evolutionary development. They look at laughter triggers like tickling, that are found in other species, to suggest that in humor ontogeny recapitulates phylogeny. In The Enjoyment of Laughter, Max Eastman develops a play theory of humor with an adaptive story. He thinks we can find analogies of humor in the behavior of animals, especially in the proto-laughter of chimps to tickling. He goes so far as to argue that the wagging tail of a happy dog is a form of humorous laughter, since Eastman wants to broaden the definition of laughter to encompass other rhythmic responses to pleasure. Speaking more specifically of humor, he argues that "we come into the world endowed with an instinctive tendency to laugh and have this feeling in response to pains presented playfully" (Eastman, 45). On Eastman's account, what is central to humor and play is that both require taking a disinterested attitude towards what might otherwise be seen as serious.

Eastman considers humor to be a form of play, because humor involves a disinterested stance, certain kinds of humor involve mock aggression and insults, and because some forms of play activities result in humorous amusement. Since Eastman defines play as the adoption of this disinterested attitude, humor would count as a form of play on his definition, but this seems both too restrictive and too vague to serve as an adequate definition of play. In Homo Ludens, John Huizinga criticizes identifying play with laughter or the comic. Though both seem to involve "the opposite of seriousness," there are crucial asymmetries. Laughter, he argues, is particular to humans, whereas, play is found in other mammals and birds. Also, if we allow for certain types of competitive play, then a non-serious attitude is not essential to play, as it seems to be for humor. Identifying the comic, or humor, with play is problematic, since "in itself play is not comical for either for the player or public" (Homo Ludens, 6). Huizinga questions whether humor and play share any necessary conditions, a requirement of the relationship if humor is a subtype of play. This will, of course, depend on how we describe humor and play, two equally elusive notions.

Play theorists are primarily concerned with the problem of determining the function of humor in order to explain how it might have adaptive value, a task taken up by other biological theories of humor. They argue that similarities between play and humor suggest that the adaptive value of play might be similar to that of humor. Other researchers focused on the functional questions have described humor as having value in cognitive development, social skill learning, tension relief, empathy management, immune system benefits, stress relief, and social bonding. Though these questions are primarily addressed by psychologists, sociologist, anthropologists, and medical researchers, their studies rely on and contribute to an evolving notion of just what counts as humor. Though the functional question is foremost in these theories, play theory tries to give humor a genus by offering some differentiating characteristics, essential to humor.

(by: www.iep.utm.edu/h/humor.htm#H2)

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Theories of Humor: Incongruity Theory

The incongruity theory is the reigning theory of humor, since it seems to account for most cases of perceived funniness, which is partly because "incongruity" is something of an umbrella term. Most developments of the incongruity theory only try to list a necessary condition for humor – the perception of an incongruity – and they stop short of offering the sufficient conditions.

In the Rhetoric (III, 2), Aristotle presents the earliest glimmer of an incongruity theory of humor, finding that the best way to get an audience to laugh is to setup an expectation and deliver something "that gives a twist." After discussing the power of metaphors to produce a surprise in the hearer, Aristotle says that "[t]he effect is produced even by jokes depending upon changes of the letters of a word; this too is a surprise. You find this in verse as well as in prose. The word which comes is not what the hearer imagined." These remarks sound like a surprise theory of humor, similar to that later offered by Descartes, but Aristotle continues to explain how the surprise must somehow "fit the facts," or as we might put it today, the incongruity must be capable of a resolution.

In the Critique of Judgment (I, I, 54), Kant gives a clearer statement of the role of incongruity in humor: "In everything that is to excite a lively laugh there must be something absurd (in which the understanding, therefore, can find no satisfaction). Laughter is an affection arising from the sudden transformation of a strained expectation into nothing."

Schopenhauer offers a more specific version of the incongruity theory, arguing that humor arising from a failure of a concept to account for an object of thought. When the particular outstrips the general, we are faced with an incongruity. Schopenhauer also emphasizes the element of surprise, saying that "the greater and more unexpected [. . .] this incongruity is, the more violent will be his laughter."

As stated by Kant and Schopenhauer, the incongruity theory of humor specifies a necessary condition of the object of humor. Focusing on the humorous object, leaves something out of the analysis of humor, since there are many kinds of things that are incongruous which do not produce amusement. A more robust statement of the incongruity theory would need to include the pleasurable response one has to humorous objects. John Morreall attempts to find sufficient conditions for identifying humor by focusing on our response. He defines humorous amusement as taking pleasure in a cognitive shift. The incongruity theory can be stated as a response focused theory, claiming that humor is a certain kind of reaction had to perceived incongruity.

Henri Bergson's essay "Laughter" is perhaps the one of the most influential and sophisticated theories of humor. Bergson's theory of humor is not easily classifiable, since it has elements of superiority and incongruity theories. In a famous phrase, Bergson argues that the source of humor is the "mechanical encrusted upon the living" (Bergson, 84) According to Bergson "the comic does not exist outside of what is strictly human." He thinks that humor involve an incongruous relationship between human intelligence and habitual or mechanical behaviors. As such, humor serves as a social corrective, helping people recognize behaviors that are inhospitable to human flourishing. A large source of the comic is in recognizing our superiority over the subhuman. Anything that threatens to reduce a person to an object – either animal or mechanical – is prime material for humor. No doubt, Bergson's theory accounts for much of physical comedy and bodily humor, but he seems to over-estimate the necessity of mechanical encrustation. It is difficult to see how his theory can accommodate most jokes and sources of humor coming from wit.

Three major criticisms of the incongruity theory are that it is too broad to be very meaningful, it is insufficiently explanatory in that it does not distinguish between non-humorous incongruity and basic incongruity, and that revised versions still fail to explain why some things, rather than others, are funny. We have already addressed the third criticism: it confuses the object of humor with the response. What is at issue is the definition of humor, or how to identify humor, not how to create a humor-generating algorithm. The incongruity theorist has a response to this criticism as well, since they can claim that humor is pleasure in incongruity.

(by: www.iep.utm.edu/h/humor.htm#H2)

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Theories of Humor: Relief Theory

Relief theories attempt to describe humor along the lines of a tension-release model. Rather than defining humor, they discuss the essential structures and psychological processes that produce laughter. The two most prominent relief theorists are Herbert Spencer and Sigmund Freud. We can consider two version of the relief theory: (1) the strong version holds that all laughter results from a release of excessive energy; (2) the weak version claims that it is often the case that humorous laughter involves a release of tension or energy. Freud develops a more specific description of the energy transfer mechanism, but the process he describes is not essential to the basic claims of the relief theory of humor.

In "The Physiology of Laughter," Spencer develops a theory of laughter that is intimately related to his "hydraulic" theory of nervous energy, whereby excitement and mental agitation produces energy that "must expend itself in some way or another." He argues that "nervous excitation always tends to beget muscular motion." As a form of physical movement, laughter can serve as the expressive route of various forms of nervous energy. Spencer did not see his theory as a competitor to the incongruity theory of humor; rather, he tried to explain why it is that a certain mental agitation arising from a "descending incongruity" results in this characteristically purposeless physical movement. Spencer never satisfactorily answers this specific question, but he presents the basic idea that laughter serves to release pent up energy.

One criticism of Spencer's theory of energy relief is that it does not seem to describe most cases of humor that occur quickly. Many instances of jokes, witticisms, and cartoons do not seem to involve a build up of energy that is then released. Perhaps Spencer thinks that the best explanation for laughter, an otherwise purposeless expenditure of energy, must be that it relieves energy produced from humor. However, since most of our experiences of humor do not seem to involve an energy build up, and humor does not seem forthcoming when we are generally agitated, a better explanation might be that laughter is not as purposeless as it seems or that all expenditures of energy, purposeful or not, need involve a build up.

Spencer might reply that everyone is continuously building up energy simply through the process of managing everyday stress. As such, most people have excess energy, a form of energy potential, waiting to be released by humor. For example, one often hears it said that humor allows one to "blow off steam" after a stressful day at work. The problem with this line of argument is that those who are most "stressed out" seem the least receptive to humor. Not only do attempts at humor frequently fall flat on the hurried, the amusement that results is typically minimal. Perhaps Spencer could argue that at a certain threshold the pent up energy jams the gates such that humor is unable to provide a release. This line of defense might be plausible, but the tension release theory starts to look a bit ad hoc when you have to posit things such as jammed energy release gates and the like.

In "Jokes and Their Relation to the Unconscious," Freud develops a more fine grained version of the relief theory of laughter, that amounts to a restatement of Spencer's theory with the addition of a new process. He describes three different sources of laughter – joking, the comic, and humor – which all involve the saving of some psychic energy that is then discharged through laughter. In joking, the energy that would have been used to repress sexual and hostile feelings is saved and can be released in laughter. In the comic, cognitive energy to be used to solve an intellectual challenge is left over and can be released. The humorous involves a saving of emotional energy, since what might have been an emotion provoking situation turns out to be something we should treat non-seriously. The energy building up for the serious emotional reaction can then be released.

The details of Freud's discussions of the process of energy saving, are widely regarded as problematic. His notion of energy saving is unclear, since it is not clear what sense it makes to say that energy which is never called upon is saved, rather than saying that no energy was expended. Take his theory of jokes, where the energy that otherwise would have been used to repress a desire is saved by joking which allows for aggression to be released. Morreall and Carroll make a similar criticism of this theory of energy management. We may have an idea of what it is like to express pent up energy, but we have no notion of what it would be to release energy that is used to repress a desire. Beyond the claim of queerness, this theory of joking does not result in the expected empirical observations. On Freud's explanation, the most inhibited and repressed people would seem to enjoy joking the most, though the opposite is the case.

Relief theories of laughter do not furnish us a way to distinguish humorous from non-humorous laughter. Freud's saved energy is perceptually indistinguishable with other forms of energy. As we saw with Spencer, Relief theories must be saddled to another theory of humor. Freud's attempt to explain why we laugh is also an effort to explain why we find certain tendentious jokes especially funny, though it is not clear what he is getting at in his account of the saving of energy. He commits the fundamental mistake of relief theorists -- they erroneously assume that since mental energy often finds release in physical movement, any physical movement must be explainable by an excess of nervous energy.
(by: www.iep.utm.edu/h/)

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Theories of Humor: Superiority Theory

We can give two forms to the claims of the superiority theory of humor: (1) the strong claim holds that all humor involves a feeling of superiority, and (2) the weak claim suggests that feelings of superiority are frequently found in many cases of humor. It is not clear that many superiority theorists would hold to the strong claim if pressed, but we will evaluate as a necessary condition nonetheless.

Neither Plato nor Aristotle makes clear pronouncements about the essence of humor, though their comments are preoccupied with the role of feelings of superiority in our finding something funny. In the "Philebus," Plato tries to expose the "mixture of pleasure and pain that lies in the malice of amusement." He argues that ignorance is a misfortune that when found in the weak is considered ridiculous. In comedy, we take malicious pleasure from the ridiculous, mixing pleasure with a pain of the soul. Some of Aristotle's brief comments in the Poetics corroborate Plato's view of the pleasure had from comedy. Tragedy deals with subjects who are average or better than average; however, in comedy we look down upon the characters, since it presents subjects of lesser virtue than, or "who are inferior to," the audience. The "ludicrous," according to Aristotle, is "that is a failing or a piece of ugliness which causes no pain of destruction" (Poetics, sections 3 and 7). Going beyond the subject of comedy, in the Rhetoric (II, 12) Aristotle defines wit as "educated insolence," and in the Nicomachean Ethics (IV, 8) he describes jokes as "a kind of abuse" which should ideally be told without producing pain. Rather than clearly offering a superiority theory of humor, Plato and Aristotle focus on this common comic feature, bringing it to our attention for ethical considerations.

Thomas Hobbes developed the most well known version of the Superiority theory. Giving emphatic expression to the idea, Hobbes says "that the passion of laughter is nothing else but sudden glory arising from some sudden conception of some eminency in ourselves, by comparison with the infirmity of others, or with our own formerly" (Human Nature, ch. 8). Motivated by the literary conceit of the laugh of triumph, Hobbes's expression the superiority theory looks like more of a theory of laughter than a theory of humor. Baudelaire offers an interesting variation on Hobbes' superiority theory, mixing it with mortal inferiority. He argues that that "laughter is satanic" -- an expression of dominance over animals and a frustrated complaint against our being merely mortal.

Critically reversing the superiority theory, Robert Solomon offers an "inferiority theory" of humor. He thinks that self-recognition in the silly antics and self-deprecating behavior of the Three Stooges is characteristic of a source of humor based in inferiority or modesty. Rather than comparing our current with our former inferior selves, Solomon sees the ability to not take yourself seriously, or to see yourself as less than ideal, as a source of virtuous modesty and compassion. Solomon's analysis of the Three Stooges is not a full-blown theory of humor, in that it does not make any pronouncements about the necessary or sufficient conditions of humor; however, it is a theory of humor in the sense that it suggests a possible source of humor or what humor can be and how it might function.

Solomon's "inferiority theory" of humor raises a central objection against the Superiority theory, namely, that a feeling of superiority is not a necessary condition of humor. Morreall offers several examples, such as finding a bowling ball in his refrigerator, that could be found funny, but do not clearly involve superiority. If feelings of superiority are not necessary for humor, are they sufficient? Undoubtedly, this is not the case. As an 18th century critic of Hobbes, Francis Hutcheson, points out, we can feel superior to lots of things, dogs, cats, trees, etc, without being amused: "some ingenuity in dogs and monkeys, which comes near to some of our own arts, very often makes us merry; whereas their duller actions, in which the are much below us, are no matter of jest at all" (29). However, if we evaluate the weaker version of the superiority theory – that humor is often fueled by feelings of superiority – then we have a fairly well supported empirical claim, easily confirmable by first hand observation.

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What's Humor...

The philosophical study of humor has been focused on the development of a satisfactory definition of humor, which until recently has been treated as roughly co-extensive with laughter. According to the standard analysis, humor theories can be classified into three neatly identifiable groups: incongruity, superiority, and relief theories. Incongruity theory is the leading approach and includes historical figures such as Kant, Kierkegaard, and perhaps has its origins in comments made by Aristotle in the Rhetoric. Primarily focusing on the object of humor, this school sees humor as a response to an incongruity, a term broadly used to include ambiguity, logical impossibility, irrelevance, and inappropriateness. The paradigmatic Superiority theorist is Thomas Hobbes, who said that humor arises from a "sudden glory" felt when we recognize our supremacy over others. Plato and Aristotle are generally considered superiority theorists, who emphasize the aggressive feelings that fuel humor. The third group, Relief theory, is typically associated with Freud and Herbert Spencer, who saw humor as fundamentally a way to release or save energy generated by repression. In addition, this article will explore a fourth group of theories of humor: play theory. Play theorists are not so much listing necessary conditions, as they are asking us to look at humor as an extension of animal play
Almost every major figure in the history of philosophy has proposed a theory, but after 2500 years of discussion there has been little consensus about what constitutes humor. Despite the number of thinkers who have participated in the debate, the topic of humor is currently understudied in the discipline of philosophy. There are only a few philosophers currently focused on humor related research, which is most likely due to two factors: the problems in the field have proved incredibly difficult, inviting repeated failures, and the subject is erroneously dismissed as an insignificant concern. Nevertheless, scope and significance of the study of humor is reflected in the interdisciplinary nature of the filed, which draws insights from philosophy, psychology, sociology, anthropology, film, and literature. It is rare to find a philosophical topic that bares such direct relevance to our daily lives, our social interactions, and our nature as humans.

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Some Jokes


  • During a flight to Paris, a stewardess walks up to Rene Descartes and asks, "Would you like something to drink?" After a moment the French philosopher answers, "I think not." And he disappears.
  • As a flight to Elea is preparing to take off, a stewardness rushes up to Parmenides. "I'm sorry, Sir," she says. "I'm afraid you're in the wrong seat. Could you please move?" "Of course," he replies. And he disappears.
  • As passengers were disembarking from the flight to Ephesus, Heraclitus discovers that his legs have gone to sleep. Noticing that he hasn't disembarked, the stewardess asks him, "What's wrong?" "I can't move," he replies. And he disappears.
  • A stewardess pushes the refreshment cart up to Thales seat, and asks him if he wants some water to drink. "No," answers the Melisian. "I'll have a Pepsi." And he disappears.
  • A passenger on the flight to Elea leans over to Pyrrho and asks if he knows the time. "Yes, I do," answers the Skeptic. And he disappears.
  • On the flight to Bermuda, a passenger asks Bishop Berkeley if he had a watch. The Empiricist searches his coat pockets for several moments and finally admits, "I appear not." And he disappears.
  • Anaximander enjoyed several cups of wine on his trip home to Miletus. When the stewardess asks if he would like one more, the Philosopher belches and says, "Oh, no. I've reached my limit." And he disappears.
  • Plato and the rest of the passengers on the flight to Athens had been waiting for takeoff for thirty minutes when finally the pilot comes on the speaker and says. "Sorry for the delay, folks, but we're having a little engine trouble. We'll be on our way in about an hour." "An hour!" the philosopher exclaims. "Now I'll miss my appointment! I wasn't informed!" And he disappears.
  • Aristotle, on the same flight, shrugs complacently and says, "Oh, well. No matter!" And he disappears.
  • Zeno is flying to Elea when he asks the stewardess where they are. "Why we're flying over Athens right now," she answers. The Monist replies, "Excellent! We're over halfway there!" And he disappears.

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Four Philosophy Jokes


OK, so most of these jokes are REALLY bad, but philosophers
have to take what's available. Although you will receive
absolutely no credit in polite society for knowing these jokes,
people will expect that you do.
* * * * * * *

Seen on a restroom wall: "God is dead: Nietzsche. Nietzsche is
dead: God."
* * * * * * *

Descartes walks into a café and sits down ready to order. A
waiter comes up to him and asks, "Do you need a menu?"
Descartes replies, "I think not," and he disappears!
* * * * * * *

Overheard in 18th century England: "Did you hear that George
Berkeley died? His girlfriend stopped seeing him."
* * * * * * *

What did the Buddhist say to the hot dog vender? "Make me one
with everything."
What did the hot dog vender say when the Buddhist asked for his change? "Change comes from within."
* * * * * * *

Did you hear about the Buddhist who spilled his coffee while driving to work? He had bad kar-mug.
* * * * * * *

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Isn't It Funny?


Most ancient theorists, from Plato and Aristotle on, saw jokes as an expression of superiority, humor as "mockery and derision," and laughter, therefore, as "a slightly spiritualized snarl." This is fine, argues Holt, for a range of unpleasant jokes at the expense of the other races and religions, of the poor or otherwise unfortunate ("How did Helen Keller burn her fingers? She tried to read a waffle iron"). It also works for the kind of temporary triumph we might feel if we saw "Bill Gates get hit in the face with a custard pie." It does not seem up to the task of explaining why we might laugh at puns, for example. You might conceivably argue that we are there enjoying a sense of superiority over language itself. "But now," as Holt observes, "the superiority theory has become elastic to the point of meaninglessness."

More popular among modern theorists is the "incongruity theory" of joking, which sees humor and laughter stemming from the inappropriate mixing of categories or registers of meaning ("Work is the curse of the drinking classes," as Oscar Wilde quipped). Or, as Kant put it more opaquely in the Critique of Judgment, a joke arises "from the sudden transformation of a strained expectation into nothing." Kant's own example of this was a story of an Indian who looked astonished when an Englishman opened a bottle of beer and the contents frothed out. When asked why he was so surprised, the Indian replied, "I'm not surprised at its getting out, but at how you ever managed to get it all in." The problem here is not that jokes trade on incongruity, for almost all of them in some way do. It is why incongruity should give us pleasure, and why some sorts of incongruity prompt laughter and others (such as Oedipus' parenthood) do not. Besides, as Holt goes on to ask, why should the reaction either to incongruity or to a feeling of superiority be "a bout of cackling and chest heaving"?

That is what Freud's famous "relief theory" of jokes accounts for much better. For here we find a direct connection between the bodily release of laughter and the release, by the joke, of inhibited thoughts and feelings. Holt gives a simple, lighthearted, but sympathetic account of the Freudian theory that jokes allow the expression of otherwise forbidden impulses—including not only sex and aggression but, in the case of nonsense jokes, the impulse to "play" which adults, unlike children, tend to repress. So far, so good. But Holt finds himself unconvinced here too. Never mind whether all jokes release what is repressed (which is, after all, as unfalsifiable a claim as you could make); the logic of Freud's position ought to mean that those "who laugh the hardest at lewd jokes should be the ones who are the most sexually repressed." That is the reverse of what we observe. Other studies have shown—what most amateurs have observed anyway—that it is the least inhibited who enjoy dirty jokes the most.

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Wednesday, February 4, 2009

The Idols

Bacon's doctrine of the idols not only represents a stage in the history of theories of error but also functions as an important theoretical element within the rise of modern empiricism. According to Bacon, the human mind is not a tabula rasa. Instead of an ideal plane for receiving an image of the world in toto, it is a crooked mirror, on account of implicit distortions. He does not sketch a basic epistemology but underlines that the images in our mind right from the beginning do not render an objective picture of the true objects. Consequently, we have to improve our mind, i.e., free it from the idols, before we start any knowledge acquisition.

As early as Temporis partus masculus, Bacon warns the student of empirical science not to tackle the complexities of his subject without purging the mind of its idols: “On waxen tablets you cannot write anything new until you rub out the old. With the mind it is not so; there you cannot rub out the old till you have written in the new”.

In Redargutio PhilosophiarumBacon reflects on his method, but he also criticizes prejudices and false opinions, especially the system of speculation established by theologians, as an obstacle to the progress of science, together with any authoritarian stance in scholarly matters.

Bacon deals with the idols in the Second Book of The Advancement of Learning, where he discusses Arts intellectual(Invention, Judgment, Memory, Tradition). In his paragraph on judgment he refers to proofs and demonstrations, especially to induction and invention. When he comes to Aristotle's treatment of the syllogism, he reflects on the relation between sophistical fallacies (Aristotle, De Sophisticis Elenchis) and the idols. Whereas induction, invention, and judgment presuppose “the same action of the mind”, this is not true for proof in the syllogism. Bacon, therefore, prefers his own interpretatio naturae, repudiating elenches as modes of sophistical “juggling” in order to persuade others in redargutions (“degenerate and corrupt use … for caption and contradiction”).There is no finding without proof and no proof without finding. But this is not true for the syllogism, in which proof (syllogism: judgment of the consequent) and invention (of the “mean” or middle term) are distinct. The caution he suggests in relation to the ambiguities in elenches is also recommended in face of the idols: “there is yet a much more important and profound kind of fallacies in the mind of man, which I find not observed or enquired at all, and think good to place here, as that which of all others appertaineth most to rectify judgment: the force whereof is such, as it doth not dazzle or snare the understanding in some particulars, but doth more generally and inwardly infect and corrupt the state thereof. For the mind of man is far from the nature of a clear and equal glass, wherein the beams of things should reflect according to their true incidence, nay, it is rather like an enchanted glass, full of superstition and imposture, if it be not delivered and reduced. For this purpose, let us consider the false appearances that are imposed upon us by the general nature of the mind …”.

Bacon still presents a similar line of argument to his reader in 1623, namely in De Augmentis. Judgment by syllogism presupposes – in a mode agreeable to the human mind – mediated proof, which, unlike in induction, does not start from sense in primary objects. In order to control the workings of the mind, syllogistic judgment refers to a fixed frame of reference or principle of knowledge as the basis for “all the variety of disputations”. The reduction of propositions to principles leads to the middle term. Bacon deals here with the art of judgment in order to assign a systematic position to the idols. Within this art he distinguishes the “Analytic” from the detection of fallacies (sophistical syllogisms). Analytic works with “true forms of consequences in argument”, which become faulty by variation and deflection. The complete doctrine of detection of fallacies, according to Bacon, contains three segments: 1. Sophistical fallacies, 2. Fallacies of interpretation, and 3. False appearances or Idols. Concerning (1) Bacon praises Aristotle for his excellent handling of the matter, but he also mentions Plato honorably. Fallacies of interpretation (2) refer to “Adventitious Conditions or Adjuncts of Essences”, similar to the predicaments, open to physical or logical inquiry. He focuses his attention on the logical handling when he relates the detection of fallacies of interpretation to the wrong use of common and general notions, which leads to sophisms. In the last section (3) Bacon finds a place for his idols, when he refers to the detection of false appearances as “the deepest fallacies of the human mind: For they do not deceive in particulars, as the others do, by clouding and snaring the judgment; but by a corrupt and ill-ordered predisposition of mind, which as it were perverts and infects all the anticipations of the intellect”. Idols are productions of the human imagination (caused by the crooked mirror of the human mind) and thus are nothing more than “untested generalities”.
In his Preface to the Novum Organum Bacon promises the introduction of a new method, which will restore the senses to their former rank, begin the whole labor of the mind again, and open two sources and two distributions of learning, consisting of a method of cultivating the sciences and another of discovering them. This new beginning presupposes the discovery of the natural obstacles to efficient scientific analysis, namely seeing through the idols, so that the mind's function as the subject of knowledge acquisition comes into focus.

According to Aphorism XXIII of the First Book, Bacon makes a distinction between the Idols of the human mind and the Ideas of the divine mind: whereas the former are for him nothing more than “certain empty dogmas”, the latter show “the true signatures and marks set upon the works of creation as they are found in nature”.

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